Financial markets and banking law
Regulation rewards structure: requirements mapped to your facts, gaps made explicit, judgment applied where it matters.
Fixed scopes from CHF 1'990.– — scope, deliverables and price confirmed in writing before any work begins.
What we handle
We support financial institutions, financial-service providers, investors and fintech companies dealing with financial-market regulation. Regulatory work rewards structure: requirements mapped to facts, gaps made explicit, open questions escalated to lawyers with the context they need. [Regulatory scope and authorizations to be confirmed.]
Capabilities
- Financial-services regulation and banking-law matters
- Regulatory analysis and licensing questions
- Governance requirements
- Financial-product review
- Client documentation and regulatory contracts
- Compliance obligations
- Outsourcing arrangements
- Fintech matters
- Internal policy review and regulatory-change analysis
- Communications with authorities
- Financial-market disputes
Illustrative engagement
New financial-product launch
A financial-services company is launching a new product and needs the regulatory position settled before go-live.
The systems: AI systems organize the product documentation, map the applicable regulatory requirements and surface the open questions.
The lawyers: Lawyers review the proposed structure, evaluate licensing and conduct risks, and prepare recommendations for management.
Example deliverables
- Regulatory memorandum
- Licensing analysis
- Compliance checklist
- Policy review
- Contract package
- Regulatory-gap assessment
- Board briefing
- Regulatory-change report
FAQ
Common questions.
General information, not legal advice — how these points apply to your situation depends on its facts.
Who do you advise in financial-markets matters?
Financial institutions, financial-service providers, investors and fintech companies — from established banks to teams launching their first regulated product. [Regulatory scope and authorizations to be confirmed.]
How do you approach a new product launch?
The system organizes the product documentation, maps the applicable regulatory requirements and surfaces the open questions. Lawyers review the structure, evaluate licensing and conduct risks and prepare recommendations for management.
Can you keep our policies aligned with regulatory change?
Yes — regulatory-change analysis and policy review run well as recurring engagements: changes mapped against your documents, gaps flagged, updates drafted for lawyer review.
Do you communicate with regulators on our behalf?
Communications with authorities are prepared and led by lawyers, with the underlying analysis and documentation prepared through the structured workflow.
What deliverables are typical?
Regulatory memoranda, licensing analyses, compliance checklists, policy reviews, gap assessments and board briefings — defined per engagement.
Related practice areas
All servicesDiscuss a Financial markets matter.
Describe the situation and a lawyer will respond with a proposed scope, deliverables and pricing — before any work begins.